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Business Unit Compliance Analyst

Business Unit Compliance Analyst

Regions Financial CorporationBirmingham, United States
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Responsibilities

  • Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business
  • Conducts research of laws and regulations that impact the business unitpliance to include partnering with the second line of defense to assess new laws and regulations or changes to existing laws and regulations and how they impact the business group
  • Researches potential violations to determine potentialpliance needs and escalates issues as needed for resolution
  • Reviews processes and procedures to identify gaps or potential issues
  • Assists with the administration of a monitoring and testing program to ensure effectivepliance with all applicable laws and regulations
  • Assists with gathering information requested by regulatory agencies
  • Assists with the development of business group policies and procedures

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.

Requirements

  • High School Diploma or GED and four (4) years of related work experience
  • Or Bachelor's degree in Business, Finance, Audit or related field
  • Preferences

  • Master's degree
  • Experience inpliance, Quality Assurance / Control, Audit, or other relatedpliance function specific to a line of business
  • Skills andpetencies

  • Ability to learn additional systems as needed
  • Ability to research, analyze data, and derive facts
  • Ability to work in a team environment when applicable
  • Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
  • Strong verbal, writtenmunication, and organizational skills
  • Strong work ethic and self-motivation
  • This position may be filled at a higher level depending on the candidate's qualifications and relevant experience.

    Regions will not sponsor applicants for work visas for this position. Applicants for this position must be currently authorized to work in the United States on a full-time basis.

    Position Type

    Full time

    Pay ranges are job specific and are provided as a point-of-market reference forpensation decisions. Other factors which directly impact pay for individual associates include : experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.

    The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.

    Job Range Target : Minimum :

    55, USD

    Median : 72, USD

    Incentive Pay Plans :

    This job is not incentive eligible.

    Benefits Information

    Regions offers a benefits package that is flexible,prehensive and recognizes that "one size does not fit all" for benefits-eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be aplete summary of plan terms and conditions.

  • Paid Vacation / Sick Time
  • 401K withpany Match
  • Medical, Dental and Vision Benefits
  • Disability Benefits
  • Health Savings Account
  • Flexible Spending Account
  • Life Insurance
  • Parental Leave
  • Employee Assistance Program
  • Associate Volunteer Program
  • Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions' benefits, please click or copy the link below to your browser.

    regions / weetour /

    Location Details

    Riverchaseplex North Building

    Location : Hoover, Alabama

    Equal Opportunity Employer / including Disabled / Veterans

    Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of thepany. Job ID R91269

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    Compliance Analyst • Birmingham, United States