Senior Stock Plan Specialist

A company is looking for a Senior Stock Plan Services Specialist to oversee trading plans and ensure compliance with SEC regulations. Key Responsibilities Design, implement, and manage compliant Rule 10b5-1 trading plans Oversee execution of stock trades ensuring compliance with SEC requirements Coordinate regulatory filings and provide consultation on insider trading policies Required Qualifications Bachelor's degree in Finance, Business Administration, or related field; MBA, CEP, or JD preferred 5-8 years of experience in equity trading, compliance, or executive services Active FINRA Series 7 and NASAA Series 63 licenses required Strong knowledge of SEC regulations including Rule 10b5-1 and Rule 144 Proven ability to deliver error-free execution with strong compliance ethics