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Change analyst • new york ny
Regulatory Change Management Analyst
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SGAJersey City, NJ- serp_jobs.job_card.full_time
Software Guidance & Assistance, Inc., (SGA), is searching for a Regulatory Identification and Change Management Officer for a CONTRACT assignment with one of our premier Financial Services clients in Jersey City, NJ.
Demonstrate the firm's commitment to managing regulatory risk by assisting in the administration of a comprehensive Regulatory Identification and Change Management (RICM) program for the US. The Compliance RICM team is responsible for : () monitoring regulatory developments across applicable issuing bodies for regulatory developments within the Compliance framework, and facilitating the process to communicate, assess and implement related relevant regulatory requirements; () updating and maintaining the US laws, rules and regulations library (LRR); and () maintaining the Compliance US mapping of LRRs to policies, procedures and controls.
Responsibilities :
- Timely review and analysis of regulatory developments including regulatory changes issued by state and federal securities and prudential regulators and self-regulatory organizations (NYDFS, NYFRB, FRB, SEC, CFTC, FINRA, NFA, MSRB, NYSE, CME etc.,) to determine applicability.
- Timely communication of regulatory updates issued by regulators to subject matter experts within the firm that determine impact(s) and implement changes.
- Ensuring regulatory changes are appropriately actioned, including tracking and monitoring progress of impact assessments and implementation projects.
- Assist in the production of data metrics and management information required to ensure appropriate internal reporting, and oversight of the work performed.
- Assist in drafting regulatory obligations.
- Mapping relevant regulatory obligations to the risk taxonomy.
- Complying with external regulatory requirements and expectations; internal control standards; Group, Americas, IHC and Operating Entity policies, procedures and standards with regard to Regulatory Identification and Change Management program as appropriate.
LRR updates and regulatory obligations mapping to policies and procedures and controls responsibilities include :
Required Skills :
Preferred Skills :