Associate Vice President, Securities Counsel

Associate Vice President, Securities Counsel

About the Company

Prominent provider of financial services

Industry

Financial Services

Type

Privately Held

About the Role

The Company is in search of an Associate Vice President, Securities Counsel to join their dynamic team. The successful candidate will be a key player in driving public company compliance and governance initiatives, with a focus on securities law and corporate governance. This role demands a talented attorney with a JD from an accredited law school, active bar membership, and at least 6 years of relevant legal experience. The AVP, Securities Counsel will be responsible for crafting and reviewing SEC filings, guiding the organization on public disclosure matters, and ensuring compliance with federal securities laws. Additionally, the role involves strategic partnership, serving as a trusted advisor on executive compensation, equity plans, and supporting corporate transactions. The ideal candidate will have a collaborative mindset, strong interpersonal skills, and the ability to communicate complex legal concepts clearly. Experience with board and disclosure management platforms is a plus, as is a proven track record of mentoring and building consensus. The role offers clear advancement opportunities, including the chance to take on more responsibility in corporate transactions, lead strategic governance initiatives, and progress to senior legal leadership positions. The company values a collaborative culture and is committed to the professional growth of its employees, offering a comprehensive benefits package and a flexible work arrangement.

Travel Percent

Less than 10%

Functions

• Legal