Internal Auditor III

Job Function -

Leads, plans, executes and reports on operational, financial, regulatory, and compliance related audits / reviews. Executes risk-based engagements that address strategic, financial, regulatory, compliance, and / or operational risk in accordance with department and Institute of Internal Auditor (IIA) standards.

Job Responsibilities -

Plans engagements, performs testing / data analysis procedures, reviews others' work, and completes audit reports.

Leads SOX program including design walk-throughs, testing, review of others' work, and reporting.

Coordinates and facilitates external audit requests and engagements.

Coordinates work with Risk, Legal, Compliance, External Audit, and other control-related activities as well as others within Internal Audit (e.g., co-sourced or outsourced partners).

Supports the annual risk assessment and audit planning process.

Ensures that own work as well the financial institution is in compliance with applicable regulations directly or through subordinates.

All other duties as assigned.

Education and Related Experience -

• Bachelor's Degree required.
• 3+ years of experience related directly to Internal Audit or Accounting required.
• 3+ years of experience in a financial institution, heavily regulated industry, and / or publicly traded company preferred.
• Certified Internal Auditor designation (CIA) preferred.
• Secondary designation or post-graduate degree preferred (appropriate designations include Certified Fraud Examiner (CFE), Certified in Risk Management Assurance (CRMA), Certified Public Accountant (CPA), Certified Compliance & Ethics Professional (CCEP), or Certified Financial Services Auditor (CFSA), Certified Information Systems Auditor (CISA), or Certified Regulatory Compliance Manager (CRCM).

Skills and Abilities -

Working Conditions and / or Physical Requirements -

Equal Opportunity Employer / Veterans / Disabled