Chief Compliance Officer — Trading & Regulatory LeaderGlocap Investment Professionals & Executives • Chicago, IL, United States
Chief Compliance Officer — Trading & Regulatory Leader
Glocap Investment Professionals & Executives • Chicago, IL, United States
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A proprietary trading firm is searching for a Chief Compliance Officer in Chicago, IL. This role involves overseeing all compliance operations to ensure adherence to federal securities laws and internal policies. The ideal candidate should have 1–4 years of experience in compliance, a degree in Finance or related field, and familiarity with SEC / FINRA regulations. Working closely with internal teams, the incumbent will provide guidance and implement compliance policies to mitigate risks. A collaborative culture focused on data-driven decisions is emphasized.
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Chief Compliance Officer • Chicago, IL, United States
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