Description
The Business Controls organization within Wealth Management Operations (WMO) provides horizontal risk and control governance oversight for WMO, inclusive of regulatory exams, inquiries, audits, risk reviews & remediation, audit issue portfolio, regulatory reporting, general ledger account maintenance, exposure reporting and complaints.
The Process Control and Reporting Services Team within Business Controls is responsible for Broker Dealer Separation Oversight, Identify & Access Management Governance, Global Records Management, Medallion Stamps, Exposure Reporting, General Ledger Account Maintenance, and Annual Audit Support for Private Bank depository locations.
Provides technical and analytical support in a GWIM operations function for one or more product areas such as funds transfer, collateral mgt / margins, corporate actions, static data / data management, control, trader support, clearance / settlement, documentation / confirmations, customer service, new accounts, client valuations, document processing or statement / billing processing. Responsible for the analysis and resolution of moderately complex operations problems and initiatives requiring exception handling and working with multiple operational and / or product specialists to resolve. May participate in projects and / or introduction of new initiatives, systems, products / services, and processes. As a technical expert, acts as a unit advisor providing technical support to less experienced associates.
This role typically requires 3+ years of experience in operations functions and a thorough working knowledge of the operational aspects of transactions and products.
Required Skills :
Proven ability to provide comprehensive solutions to complex needs and / or problem
Desired Skills :
Shift :
1st shift (United States of America)
Hours Per Week : 40
Pay Transparency details
US - NJ - Pennington - 1400 American Blvd - Hopewell Bldg 4 (NJ2140)Pay and benefits informationPay range$24.24 - $38.68 hourly pay, offers to be determined based on experience, education and skill set.Predictable payThis role is compensated with a base salary and is not incentive eligible.BenefitsThis role is currently benefits eligible. We provide industry-leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.
Information Analyst • Dallas