Talent.com
Operational Compliance Specialist
Operational Compliance SpecialistMountain America Credit Union • Sandy, Utah, USA
serp_jobs.error_messages.no_longer_accepting
Operational Compliance Specialist

Operational Compliance Specialist

Mountain America Credit Union • Sandy, Utah, USA
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

Please reference the schedule and minimum qualifications listed below before applying.

If you need assistance with filling out our application form or during any phase of the application interview or employment process please notify our Human Resources Team at option 1 or email and every reasonable effort will be made to accommodate your needs in a timely manner.

Job Summary

Operational Compliance Specialist focusing on 1st line compliance and regulatory support for the lending and operational units. Acts as a liaison between business units and 2nd lines to assist in understanding regulatory requirements. Specialist will work with business units to ensure proper policies and procedures are in place reviewed and adhered to. Acts as main resource for questions and procedure regarding regulatory reporting such as HMDA 1071 and NMLS.

Job Description

LOCATION

  • Hybrid work schedule available; in-office and remote

Mountain America Center

9800 S Monroe St

Sandy Utah

SCHEDULE

Full-Time

To be effective an individual must be able to perform each job duty successfully.

  • Assist in building reviewing and administering 1st line compliance programs
  • Strong ability to research read and interpret government regulations technical reports and legal documents
  • Maintain extensive knowledge of credit union operations and lending processes with ability to work on complex issues and to identify key fair lending risks
  • Develop and maintain a first line fair lending program
  • Understand use of AI models to detect fair lending risks anomalies and patterns in loan data
  • Provide regulatory and audit support for business units (CFPB NCUA etc.)
  • Lead efforts to collect validate analyze and submit loan data to ensure compliance with regulatory reporting requirements including HMDA and 1071
  • Lead effort to collect and submit data for CFPB credit card submission requirements
  • Act as an expert and main resource for regulatory questions research and advice to first line business units
  • Maintain NMLS registry and licensing for all MACU lending team members. Coordinate and conduct NMLS training
  • Assist with the compliance monitoring process including identification of areas to monitor monitoring schedule reporting and addressing identified gaps
  • Review and track first line assessments guiding business units through process and associated risks
  • Provide compliance support for disclosure review and version tracking
  • Assist in gap analysis for credit union policies procedures and compliance programs
  • Collaborate with business units to support remediation and reporting of issues management
  • Review updates to procedures and determine if changes affect board policy standards or step-by-steps
  • Utilize RegTech platforms and automated compliance monitoring tools
  • Interpret emerging regulatory changes and proactively support business units in adapting policies and procedures
  • Assist in annual board policy review by documenting changes and completing change request forms for lending and operational sections
  • Write various types of documentation such as procedures manuals job aids and reference guides that comply with MACU standards on language writing style structure and format
  • Work closely with MACU Risk teams and other operational business units to provide compliance and regulatory information and make recommendations
  • Review business unit processes technology offerings and automated processes to ensure compliance with all applicable regulations
  • Utilize data visualization tools to present regulatory findings
  • Perform other duties as assigned
  • KNOWLEDGE SKILLS and ABILITIES

    The requirements listed are representative of the knowledge skills and / or abilities required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential job functions.

    Experience

    3 years professional experience in a progressive financial setting or related field

    2 years compliance or regulatory experience

    Education

    Bachelors degree in business or finance or related field; or additional three years of combined experience in a progressive finance or compliance setting

    Licenses Certifications Registrations

  • Certified Credit Union Compliance Officer or equivalent preferred
  • Credit Union Compliance Expert (CUCE) Fair Lending Expert; or other related certifications preferred
  • Managerial Responsibility

    No managerial responsibility

    Computer / Office Equipment Skills

  • Intermediate skills in the following : computer operating skills (windows navigation mouse / keyboard functionality) Microsoft Outlook Microsoft Office Suite applicable departmental specific software.
  • Core Banking Systems ACES Questsoft experience preferred
  • Language Skills

  • Demonstrated ability to clearly express ideas methodology results and recommendations verbally in writing and through insightful reports and graphic illustrations
  • Demonstrated ability to document outcomes and present information in a manner appropriate for key stakeholders and all levels of the organization.
  • Other Skills and Abilities

  • Ability to work both autonomously and collaboratively in a fast-paced environment.
  • Self-starter with strong organizing and time management skills and the ability to work productively and efficiently in a fast-paced environment with multiple projects and timelines
  • Adaptive to change responds positively to altered circumstances or conditions
  • Possess a desire and willingness to learn and continually update knowledge base on financial concepts strategies systems etc.
  • Take initiative to be a problem solver and provide suggestions to improve processes and efficiencies.
  • Excellent inter-personal skills including the ability to lead and collaborate with ad-hoc teams
  • Strong interpersonal skills with the ability to build business relationships with vendors business units and leaders.
  • Exercise independent judgment within generally defined procedures and practices to identify issues and propose solutions
  • Data analytics and data validation skills and proficiency in business data analysis (MS Excel etc.)
  • PHYSICAL ABILITIES / WORKING CONDITIONS

    Physical Demands

    Ability to sit talk and hear consistently

    Ability to stand walk and use hands to handle or reach occasionally

    Vision Requirements

    Close vision (clear vision at 20 inches or less)

    Distance vision (clear vision at 20 feet or more)

    Weight Lifted or Force Exerted

    Ability to lift up to 10 pounds occasionally

    Environmental

    There are no unusual environmental factors (such as a typical office)

    Noise Environment

    Moderate noise (business office with computers and printers light traffic)

    Mountain America Credit Union is an EEO / AA / ADA / Veterans employer.

    Required Experience :

    IC

    Key Skills

    Abinitio,Apprentice,Dermatology,Cost Estimation,Data Networking,Liaison

    Employment Type : Full-Time

    Experience : years

    Vacancy : 1

    serp_jobs.job_alerts.create_a_job

    Compliance Specialist • Sandy, Utah, USA

    Job_description.internal_linking.related_jobs
    Compliance Officer (Healthcare Operations)

    Compliance Officer (Healthcare Operations)

    Rocky Mountain Laboratories LLC • Draper, UT, US
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    Compliance Officer (Healthcare Operations) Rocky Mountain Laboratories – Remote in UT, AZ, TX, ID, NV, or CO About Us Rocky Mountain Laboratories (RML) is a clinical laboratory providing comp...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days
    Associate, Operational Continuity & Compliance

    Associate, Operational Continuity & Compliance

    KPMG • Salt Lake City, UT, United States
    serp_jobs.job_card.full_time
    Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering re...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_hour • serp_jobs.job_card.promoted • serp_jobs.job_card.new
    Purchasing Starts & Compliance Specialist New Home Construction

    Purchasing Starts & Compliance Specialist New Home Construction

    David Weekley Homes • Salt Lake, Utah, USA
    serp_jobs.job_card.full_time
    David Weekley Homes is seeking a Purchasing Specialist to manage the start proofs process and collaborate with both Regional and Local Purchasing Teams to address any issues that arise.Additionally...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Senior Manager, Trade Compliance

    Senior Manager, Trade Compliance

    Northwest Talent Solutions LLC • Salt Lake City, Utah, United States
    serp_jobs.job_card.full_time +1
    serp_jobs.filters_job_card.quick_apply
    Senior Manager, Trade Compliance Aerospace & Defense.Salt Lake City, Utah (On-site).Northwest Talent Solutions (NWTS) is partnering with a confidential aerospace & defense client to fill th...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30
    Compliance Director

    Compliance Director

    TradeJobsWorkForce • 84043 Lehi, UT, US
    serp_jobs.job_card.full_time
    Compliance Director Job Duties : Accomplishes compliance human resource strategies by determining acco...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Compliance & Internal Audit Consulting Senior

    Compliance & Internal Audit Consulting Senior

    Moss Adams LLP • Salt Lake City, UT, United States
    serp_jobs.job_card.full_time
    Compliance & Internal Audit Consulting Senior.At Moss Adams, we champion authenticity.For us, that means fostering a culture of talented people who care-about you, about our clients, and about our ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Senior Pipeline Compliance Analyst

    Senior Pipeline Compliance Analyst

    Questar Gas Company • Salt Lake City, UT, United States
    serp_jobs.job_card.full_time
    Enbridge's is looking for a Senior Pipeline Compliance Analyst.This role is a critical position within the risk management team to help ensure Enbridge Gas maintains safe and reliable pipelines by ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    S4HANA Compliance Lead

    S4HANA Compliance Lead

    VDart Inc • West Point, Utah, USA
    serp_jobs.job_card.full_time
    Compliance Lead - S / 4HANA implementation.West Point PA (3 days hybrid onsite).Provide quality oversight for GxP computerized systems across programs including ownership of audit and inspection supp...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Cyber Compliance (Vulnerability Management Lead) - Assistant Director

    Cyber Compliance (Vulnerability Management Lead) - Assistant Director

    EY • Salt Lake City, UT, United States
    serp_jobs.job_card.full_time
    At EY, we're all in to shape your future with confidence.We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.Join EY and help ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Fraud Operations Analyst (in-office) - Midvale, UT

    Fraud Operations Analyst (in-office) - Midvale, UT

    Zions Bank • Midvale, UT, United States
    serp_jobs.job_card.full_time
    We operate in a fast-paced, information-driven environment, which means we need people who bring diverse experiences, perspectives, and expertise to meet ever-changing demands.Your ability to adapt...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Safety & Compliance Specialist

    Safety & Compliance Specialist

    Utah Community Action • Salt Lake, Utah, USA
    serp_jobs.job_card.full_time
    Were Hiring : Safety & Compliance Specialist $31.American Beauty Dr Salt Lake City UT 84116.Tuesday - Friday 6 : 00 am to 4 : 30 pm. UCA is committed to providing safe nurturing environments where c...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Compliance Lead, S4HANA

    Compliance Lead, S4HANA

    Noblesoft Technologies • West Point, Utah, USA
    serp_jobs.job_card.full_time
    Role : Compliance Lead S / 4HANA implementation experience.Location : West Point Pennsylvania.Primary & Secondary Skill : Compliance Lead S / 4HANA implementation experience. Provide quality oversight fo...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Compliance Senior Analyst

    Compliance Senior Analyst

    Bridge Investment Group • Sandy, Utah, USA
    serp_jobs.job_card.full_time
    If you are detail-oriented and eager to grow your career in investment compliance you will be interested in this opportunity. By joining our collaborative and high-performing team as a.Bridge and Ap...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Compliance Lead, S4HANA implementation

    Compliance Lead, S4HANA implementation

    Shrive Technologies LLC • West Point, Utah, USA
    serp_jobs.job_card.full_time
    Compliance Lead S / 4HANA implementation experience.Provide quality oversight for GxP computerized systems across programs including ownership of audit and inspection support and remediation activiti...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Sr Manager, Global Trade Compliance

    Sr Manager, Global Trade Compliance

    Knowhirematch • Salt Lake City, UT, US
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    Sr Manager, Global Trade Compliance.Role Overview : Sector Empowered Official (EO).K + Signing Bonus + Paid Relocation + Full Benefits . Global Trade Compliance policies, processes, and risk mit...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30
    Senior Corporate Compliance & Risk Leader (Remote)

    Senior Corporate Compliance & Risk Leader (Remote)

    United Therapeutics • Salt Lake City, UT, United States
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    A leading biotech company is searching for a Senior Corporate Compliance Director to oversee risk management activities and lead compliance initiatives. The ideal candidate will have over 15 years o...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Senior Pipeline Compliance Analyst

    Senior Pipeline Compliance Analyst

    Enbridge • Salt Lake, Utah, USA
    serp_jobs.job_card.full_time
    Enbridges is looking for a Senior Pipeline Compliance Analyst.This role is a critical position within the risk management team to help ensure Enbridge Gas maintains safe and reliable pipelines by p...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_hour • serp_jobs.job_card.promoted • serp_jobs.job_card.new
    Fair & Responsible Banking Compliance Officer - UT, NV, CO AZ

    Fair & Responsible Banking Compliance Officer - UT, NV, CO AZ

    BankTalent HQ • Salt Lake City, UT, United States
    serp_jobs.job_card.full_time
    With a rich history and a forward-thinking approach, we empower our employees to make a meaningful impact on the communities we serve. This is a perfect position for a person who understands the del...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted