Technology Compliance - Senior AnalystInteractive Brokers • Greenwich, CT
Technology Compliance - Senior Analyst
Interactive Brokers • Greenwich, CT
job_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_description5+ years’ experience with a broker-dealer, investment manager or regulator Solid academic background with a Bachelors or Masters in Finance, Computer Science, Data Sciences or Information Systems preferred Working knowledge of SEC, FINRA, CFTC, CME, NFA, US and foreign regulations relevant to the areas of coverage Strong working knowledge of industry standards from NIST, ISO, COBIT, ISACA, EDM, etc High degree of comfort and fluency with computers and technology, and an understanding of how technology is applied to business and regulatory problems. Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision Knowledge of information systems, software development, UNIX, SQL, Perl and databases is a plus Competitive salary, annual performance-based bonus and stock grant Retirement plan 401(k) with a competitive company match Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium. Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP) Paid time off and a generous parental leave policy Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack Corporate events, including team outings, dinners, volunteer activities and company sports teams Education reimbursement and learning opportunities Modern offices with multi-monitor setups
Responsibilities
The Senior Compliance Analyst’s primary focus will be to :
- Support compliance coverage of the firm’s technology and data enterprise, and coverage for broker-dealer clients
- Design periodic and adhoc supervisory reports and complete associated reviews
- Engage with stakeholders across technology and operations teams and support them in an advisory capacity
- Implement internal control enhancements and appropriately solution potential compliance matters
- Assist draft business specifications to create and improve surveillance and compliance tools
- Assist coordinate responses to regulatory inquiries from foreign and US regulators
- Draft and implement firm policies, controls and written supervisory procedures
Qualifications
Company Benefits & Perks
serp_jobs.job_alerts.create_a_job
Senior Compliance Analyst • Greenwich, CT
Job_description.internal_linking.related_jobs
Senior Director Analyst - Cloud Security.Gartner Analysts are industry thought leaders who create must-have research, market predictions and best practices for a broad range of world-leading organi...serp_jobs.internal_linking.show_more
A leading media and entertainment company is seeking a Data Analyst to join a driven and highly motivated team within Media Operations.
Work across the Fulfillment organization, understand voice of ...serp_jobs.internal_linking.show_more
This position is a full-time / salaried-hybrid schedule opportunity based in Hicksville, Long Island.The EPIC System Clindoc Lead System Analyst is responsible for the development, building, implemen...serp_jobs.internal_linking.show_more
Senior Analyst M&A Integration.The Senior Analyst, M&A Integration is an integral member of the team supporting all phases acquisition integration.
The qualified candidate will be a member of a high...serp_jobs.internal_linking.show_more
The Senior Analyst Programmer within the Application Services Group is responsible for programming, analysis, testing, and support tasks.
This role includes troubleshooting, designing, implementing,...serp_jobs.internal_linking.show_more
A leading data and analytics company is seeking a Senior Solution Architect in White Plains, NY.In this hybrid role, you will manage client relationships, provide technical support, and lead custom...serp_jobs.internal_linking.show_more
This part-time position is being posted as a partnership between Sago and Sago Health, a Health Insights / Med Learning Group Company.
The selected employee will be employed by Sago under the directio...serp_jobs.internal_linking.show_more
Maximo Analyst – Location : White Plains, NY.This role will support stakeholders’ use of IBM Maximo system.Responsibilities will range from administrator to analysis documentation with technical tea...serp_jobs.internal_linking.show_more
Are you a seasoned Healthcare IT professional looking for a challenging and high-visibility role? We are seeking a Senior Application Analyst to join a highly respected hospital in Westchester, NY,...serp_jobs.internal_linking.show_more
As a Tech Venturing & Innovation Sr.Analyst you will need to be at the forefront of cutting-edge technologies.You will need to develop new partnerships across the organization and with external par...serp_jobs.internal_linking.show_more
Our Company provides a state of predictability which allows brokers and agents to act with confidence.Berkley Corporation has grown from a small investment management firm into one of the largest c...serp_jobs.internal_linking.show_more Mastercard powers economies and empowers people in 200+ countries and territories worldwide.Together with our customers, we’re helping build a sustainable economy where everyone can prosper.We supp...serp_jobs.internal_linking.show_more 
The Senior AML Compliance Analyst is responsible for collecting, analyzing and reporting on customer and account information in relation to all aspects of the AML / CFT Act, Sanctions laws and r...serp_jobs.internal_linking.show_more
We are seeking a detailed-oriented and motivated individual to join our team as a Senior Tax Analyst at our Stamford, CT office.
This position is Hybrid with a minimum of three days in the office.Cr...serp_jobs.internal_linking.show_more
The Senior Manager of Cybersecurity Detection Engineering will lead a team of Detection Engineers in designing, implementing, and maintaining advanced detection capabilities to safeguard the organi...serp_jobs.internal_linking.show_more
A leading data and analytics company is seeking a Senior Solution Architect in White Plains, NY.In this hybrid role, you will manage client relationships, provide technical support, and lead custom...serp_jobs.internal_linking.show_more
At EY, we're all in to shape your future with confidence.We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.Join EY and help ...serp_jobs.internal_linking.show_more
A leading consumer healthcare company is seeking an experienced Director of Information Technology to lead IT operations and strategic initiatives.
The ideal candidate will have over 8 years of IT l...serp_jobs.internal_linking.show_more
Senior Director Analyst - Cloud Security
Gartner • Stamford, CT, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Data Analyst (Stamford)
Tandym Group • Stamford, CT, US
serp_jobs.job_card.part_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Epic Clindoc Analyst
Medisys Health Network, Inc. • Hicksville, NY, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Analyst MA Integration
MasterCard • Purchase, NY, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Analyst / Programmer
New York Power Authority • White Plains, NY, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Senior Solution Architect – Global Fraud Solutions
Jobs via Dice • White Plains, New York, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Compliance Specialist
Schlesinger Group • Hempstead, NY, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_hours • serp_jobs.job_card.promoted • serp_jobs.job_card.new
Maximo Analyst
Ampcus Inc • City of White Plains, NY, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Application Analyst
Smith Arnold Partners • White Plains, NY, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Tech Venturing & Innovation Sr. Analyst
PepsiCo • Purchase, NY, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Senior Analyst / Analyst, ERM
Berkley • Greenwich, CT, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Analyst M&A Integration
MasterCard • Harrison, NY, United States
serp_jobs.job_card.full_time +1
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Sr. AML Compliance Analyst
First Central Saving Bank • Whitestone, NY, US
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
serp_jobs.last_updated.last_updated_30
Senior Tax Analyst
Crane NXT • Stamford, CT, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Senior Manager of Cybersecurity Detection Engineering
Cox • North Hills, NY, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Solution Architect - Global Fraud Solutions
Jobs via Dice • White Plains, NY, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Cyber Compliance (Vulnerability Management Lead) - Assistant Director
EY • Stamford, CT, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Director of IT Strategy & Compliance — Healthcare
Emerge Talent • city of white plains, NY, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted