Vice President, Chief Global Compliance Officer (Durham)

Vice President, Chief Global Compliance Officer

About the Company

Rapid-growing insurance provider specializing in retirement solutions & annuity products

Industry

Insurance

Type

Privately Held

About the Role

The Company is in search of a VP, Chief Global Compliance Officer (GCCO) to spearhead the development and implementation of its global compliance program. This executive role is pivotal in ensuring adherence to all regulatory frameworks within the insurance and reinsurance industry, with a specific emphasis on annuity products. The successful candidate will be responsible for building and overseeing a comprehensive compliance program across multiple jurisdictions, advising senior leadership and the Board of Directors on compliance risks and strategies, and leading a global compliance team. Key tasks include conducting risk assessments, monitoring evolving regulations, and maintaining relationships with regulatory bodies in the U.S., Bermuda, and the Cayman Islands.

Applicants for the VP, Chief Global Compliance Officer position at the company should have a minimum of 8 years' of leadership experience in compliance within the insurance or reinsurance industry, with a Juris Doctor (JD) or equivalent legal qualification. A strong understanding of U.S. insurance regulations is essential, and experience with international regulatory bodies is a plus. The role requires familiarity with SEC and FINRA requirements for registered products, as well as proven success in managing multi-jurisdictional compliance frameworks. The ideal candidate will possess strong leadership, communication, and collaboration skills, and a CAMS certification is preferred. Experience with regulatory audits, data privacy, and internal investigations is also desirable. The company is an equal-opportunity employer and is dedicated to fostering a diverse and inclusive work environment.

Hiring Manager Title

Chief Legal Officer

Travel Percent

Less than 10%

Functions

• Legal