Talent.com
Internal Audit Director - Wealth Management (Integrated Firm Management)
Internal Audit Director - Wealth Management (Integrated Firm Management)Morgan Stanley • New York, NY, United States
Internal Audit Director - Wealth Management (Integrated Firm Management)

Internal Audit Director - Wealth Management (Integrated Firm Management)

Morgan Stanley • New York, NY, United States
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

We're seeking someone to join our team as a Business Auditor covering the Integrated Firm.

The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes. This is a Director level position within Business Audit, which is responsible for inspecting controls in front, middle and back offices.

Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.

At Morgan Stanley Baltimore, we support the Firm's global Technology, Operations, Risk Management, Legal and Compliance, Internal Audit and Finance divisions. Morgan Stanley has been rooted in the Baltimore community since 2003. Our talented and diverse team is one of the largest in the U.S. outside of our New York headquarters and home to industry leading cybersecurity innovation with multiple patents and awards. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. There's ample opportunity to move across the businesses for those who show passion and grit in their work.

Location : New York, NY (4x per week in office)

What you'll do in the role :

  • Help identify risk and impact to relevant coverage area to prioritize areas of focus
  • Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
  • Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
  • Assist in managing multiple deliverables in line with team priorities
  • Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers

What you'll bring to the role :

  • Understanding of business line and key regulations relevant to coverage area
  • Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
  • Ability to identify and analyze multiple data sources to inform point of view
  • Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
  • A commitment to practicing inclusive behaviors
  • Generally, we would expect to find the skills required for this role in individuals with at least 4-6 years' relevant experience
  • Understanding of cross-divisional risk dynamics, including the ability to assess and challenge control frameworks supporting integrated business strategies, data governance, and conflicts of interest across multiple legal entities and business units.
  • Relevant certifications (i.e., CIA, SIE, CFA, etc.) preferred
  • WHAT YOU CAN EXPECT FROM MORGAN STANLEY :

    We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.

    To learn more about our offices across the globe, please copy and paste into your browser.

    Expected base pay rates for the role will be between $108,000 and $155,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

    Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

    It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership / union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.

    Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M / F / Disability / Vet).

    serp_jobs.job_alerts.create_a_job

    Director Internal Audit • New York, NY, United States

    Job_description.internal_linking.related_jobs
    Director of Internal Audit & Risk Management

    Director of Internal Audit & Risk Management

    Atlantic Group • New York, NY, United States
    serp_jobs.job_card.full_time
    Job Overview - Director of Internal Audit & Risk Management : .Compensation : $215,000 - $350,000 / year + bonus.Schedule : Monday to Friday (In-Office). Atlantic Group is hiring a Director of Internal Au...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Internal Audit Lead

    Internal Audit Lead

    Oscar Health • New York, NY, US
    serp_jobs.job_card.full_time
    Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving our members. We started Oscar in 2012 to create the kind of health insuran...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Director, CRE Originations

    Director, CRE Originations

    CLEARWATER PACE • New York, NY, US
    serp_jobs.job_card.full_time
    ABOUT CLEARWATER &...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Wealth Management Internal Audit Senior Consultant

    Wealth Management Internal Audit Senior Consultant

    Crowe • New York, NY, United States
    serp_jobs.job_card.full_time
    Your Journey at Crowe Starts Here : .At Crowe, you can build a meaningful and rewarding career.With real flexibility to balance work with life moments, you're trusted to deliver results and make an i...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Remote Finance Director - AI Trainer ($50-$60 / hour)

    Remote Finance Director - AI Trainer ($50-$60 / hour)

    Data Annotation • Passaic, New Jersey
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Director, Division of Infectious Diseases

    Director, Division of Infectious Diseases

    Hackensack Meridian Health • Neptune Township, US
    serp_jobs.job_card.full_time +1
    Director, Division of Infectious Diseases.Jersey Shore University Medical Center.Hackensack Meridian Health – Neptune, New Jersey. Hackensack Meridian Health is seeking a Director, Division of...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Asst Director Patient Care - Adult Psych

    Asst Director Patient Care - Adult Psych

    Central Jersey Behavioral Health LLC • Asbury Park, New Jersey, United States
    serp_jobs.job_card.full_time
    Job Title : Asst Director Patient Care Location : Central Jersey Behavioral Department Name : Adult Psych (AP) Req # : 0000224980 Status : Salaried Shift : Day Pay Range : $121,935.Pay Transparency : The a...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Director of Internal Audit

    Director of Internal Audit

    Top Talent LLC • New York, NY, United States
    serp_jobs.job_card.full_time
    Company : Fortune 500 Financial Services Organization.Location : New York, NY (Hybrid).This role is responsible for providing strategic leadership, ensuring strong governance, and maintaining an effe...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Senior Internal Audit Associate - Asset Management

    Senior Internal Audit Associate - Asset Management

    JPMorgan Chase Bank, N.A. • Jersey City, NJ, United States
    serp_jobs.job_card.full_time
    We are on the lookout for a talented Senior Associate to join our Asset Management Internal Audit team.This is your opportunity to play a crucial role in enhancing our organization's governance and...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Audit Director

    Audit Director

    K2 Integrity • New York, NY, United States
    serp_jobs.job_card.full_time
    K2 Integrity is seeking an internal audit director to join our Assurance Services practice.This director will be an experienced audit professional with a minimum 10 years’ of experience within the ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Internal Audit & Risk Advisory Manager

    Internal Audit & Risk Advisory Manager

    EisnerAmper • New York, NY, United States
    serp_jobs.job_card.full_time
    At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact.Whether you're starting out in your career or taking your next step as a seasone...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Payroll Director

    Payroll Director

    Vaco by Highspring • Long Branch, NJ, US
    serp_jobs.job_card.permanent
    Our client is seeking an experienced.This role will lead a team responsible for ensuring accurate, compliant, and efficient payroll processing while driving strategic initiatives that enhance organ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Director, Healthcare Actuary

    Director, Healthcare Actuary

    PROGYNY • New York, NY, United States
    serp_jobs.job_card.full_time
    Thank you for considering Progyny!.Progyny is seeking aDirector, Healthcare Actuaryto join ourMedical Economics & Analytics team. This highly visible role will lead strategic initiatives, applying a...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Internal Audit Director - Wealth Management (Integrated Firm Management)

    Internal Audit Director - Wealth Management (Integrated Firm Management)

    Morgan Stanley • New York, NY, US
    serp_jobs.job_card.full_time
    We're seeking someone to join our team as a Business Auditor covering the Integrated Firm.The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an indepen...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Director, Internal Audit - Technology

    Director, Internal Audit - Technology

    Apollo Inc • New York, NY, United States
    serp_jobs.job_card.full_time
    Apollo is a high-growth, global alternative asset manager.In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investmen...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Director / Senior Director, Project Management

    Director / Senior Director, Project Management

    SK Life Science • Paramus, NJ, United States
    serp_jobs.job_card.full_time
    Director / Senior Director, Project Management.The Director / Senior Director, Project Management : .Manages one or more Global Project Teams in partnership with Project Leader.Provides direct support fo...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Director Internal Audit

    Director Internal Audit

    Independence Pet Group • New York, NY, United States
    serp_jobs.job_card.full_time
    We believe pet insurance is more than a financial product and build solutions to simplify the pet parenting journey and help improve the well-being of pets. As a leading authority in the pet categor...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Manager / Director, Internal Audit

    Manager / Director, Internal Audit

    KPMG • New York, NY, United States
    serp_jobs.job_card.full_time
    The KPMG Advisory practice is currently our fastest growing practice.We are seeing tremendous client demand, and looking forward we do not anticipate that slowing down. In this ever-changing market ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted