Manager, IT Governance (Findings Management)

What You'll Do :

This role will be responsible for leading the IT findings management process, including the development, implementation, and oversight of remediation programs within IT. The position ensures the overall effectiveness and adherence to the governance framework and leads a team responsible for evaluating IT's internal control environment.

Primary Duties and Responsibilities :

Lead and manage the IT findings management process, including tracking, remediation, and reporting

Manage a team responsible for reviewing control data and identifying improvements in the IT delivery process and controls

Develop and implement remediation strategies for audit findings and regulatory issues

Lead the creation of dashboards and reports demonstrating control adherence and opportunities for improvement

Direct complex projects which may involve multiple systems and cross-functional teams

Develop strategic plans for continuous improvement of IT controls and governance

Oversee the team developing solutions to complex technical challenges

Evaluate and recommend technologies and tools that improve the efficiency, quality, and security of OCC's IT systems

Lead process gap analysis of controls to key regulations, mapping to industry standards and developing continuous compliance monitoring

Provide expert guidance to stakeholders on identified issues and support for regulatory exams and audit engagements

Prepare and deliver Executive Reporting and manage key stakeholder relationships

Credibly challenge and advise on potential and emerging risks

Coach and develop team members to enhance their technical and professional skills

Other job-related duties as assigned

Supervisory Responsibilities :

Direct management of 3-5 IT Governance professionals

Responsible for hiring, performance management, and professional development of team members

Allocate resources effectively to meet department objectives

Qualifications :

Strong analytical and data reporting skills

Demonstrated leadership ability and experience managing teams

Proven ability to drive execution and deliver results

Experience working across multiple levels of management

Ability to multi-task and handle multiple complex projects at a time

Able to succeed in fast-paced environment with frequent changes

Comfortable communicating with both technical and non-technical audiences

Takes the initiative to research, learn and deliver; anticipates the play

Humble, collaborative, and focused on making sure the entire team succeeds

Excellent oral and written communication skills

Working knowledge and experience of IT control frameworks and industry standards such as COBIT, NIST Cybersecurity Framework (CSF), or similar industry-accepted standards and the principles embedded within them

Technical Skills : Excel

PowerPoint

Jira

Dashboard reporting tools (e.g. Tableau)

Experience with Security and DevOps tools

Integrated GRC management solutions such as Archer

Education and / or Experience :

BS degree in Computer Science, similar technical field, or equivalent practical experience

7+ years of work experience

3+ years management experience

Work experience in the capital markets industry

Certificates or Licenses :

None

About Us

The Options Clearing Corporation (OCC) is the world's largest equity derivatives clearing organization. Founded in 1973, OCC is dedicated to promoting stability and market integrity by delivering clearing and settlement services for options, futures and securities lending transactions. As a Systemically Important Financial Market Utility (SIFMU), OCC operates under the jurisdiction of the U.S. Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and settlement services to 19 exchanges and trading platforms. More information about OCC is available at www.theocc.com.

Benefits

A highly collaborative and supportive environment developed to encourage work-life balance and employee wellness. Some of these components include :

• A hybrid work environment, up to 2 days per week of remote work
• Tuition Reimbursement to support your continued education
• Student Loan Repayment Assistance
• Technology Stipend allowing you to use the device of your choice to connect to our network while working remotely
• Generous PTO and Parental leave
• 401k Employer Match
• Competitive health benefits including medical, dental and vision

Visit https : / / www.theocc.com / careers / thriving-together for more information.

Compensation

• The salary range listed for any given position is exclusive of fringe benefits and potential bonuses. If hired at OCC, your final base salary compensation will be determined by factors such as skills, experience and / or education.
• In addition, we believe in the importance of pay equity and consider internal equity of our current team members as part of any final offer.
• We typically do not hire at the maximum of the range in order to allow for future and continued salary growth. We also offer a substantial benefits package as noted on www.theocc.com / careers
• All employees may be eligible for a discretionary bonus. Discretionary bonuses are based on various factors, including, but not limited to, company and individual performance and are not guaranteed.

Salary Range

$126,600.00 - $171,100.00

Incentive Range

8% to 15%

This position is eligible for an annual discretionary incentive compensation award, for which the target range is listed above (see Incentive Range ). The amount of such award, if any, will be based on various factors, including without limitation, both individual and company performance.

Step 1

When you find a position you're interested in, click the 'Apply' button. Please complete the application andattach your resume.

Step 2

You will receive an email notification to confirm that we've received your application.

Step 3

If you are called in for an interview, a representative from OCC will contact you to set up a date, time, and location.

For more information about OCC , please click here .

OCC is an Equal Opportunity Employer