Senior Manager, Compliance & Regulatory Affairs

Senior Manager, Compliance and Regulatory Affairs

Hartford, CT, Chicago, IL, Exton, PA, Philadelphia, PA or NYC

As a Senior Manager, you will be a senior member of the Americas Compliance and Regulatory Affairs team and will play an integral role in AXA XL’s US Insurance Compliance and Regulatory operations within the Americas.This team is part of AXA XL’s Americas Compliance & Regulatory Department, which is a dynamic team that services a wide variety of regulatory and compliance needs for our region and our business partners.

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What will your essential responsibilities include?

• Lead Americas regulatory affairs team which focuses on AXA XL’s legislative tracking, market conduct and claims compliance functions.Manage review and communication of new laws affecting our business partners, facilitate and oversee market conduct activity, provide training and manage attendantcorporate compliance controls to ensure adherence to legal and AXA Group standards.Provide compliance support to functional areas and assist with embedding a compliance culture across the Americas region.
• Lead US market conduct exams working with state regulators, staff and business units to facilitate smooth exams for all parties; ensure responses are timely, complete and accurate; to the extent necessary, negotiate penalties and develop corrective action plans working in concert with business units; confirm execution of corrective measures by affected business units.
• Maintain understanding of developments in market conduct area by engaging with trade association and monitoring NAIC and state developments in this area.
• Act as a resource for the business to assist in explaining how state regulatory market conduct actions affect our admitted business
• Support AXA XL divisional compliance projects, including relevant quarterly control assessments.
• Oversee regulatory aspects of AXA XL divisional training program including staff management and development and delivery of Americas-centric compliance trainings, as necessary.
• Build effective working relationships with other team members and functions such as Underwriting Governance, Americas Operations, business units and Legal.
• Prepare regular reports of material issues for senior management

You will report to the Head of Compliance, Americas

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We’re looking for someone who has these abilities and skills :

FIND your future

AXA XL, the P&C and specialty risk division of AXA, is known for solving complex risks. For mid-sized companies, multinationals and even some inspirational individuals we don’t just provide re / insurance, we reinvent it.

How? By combining a comprehensive and efficient capital platform, data-driven insights, leading technology, and the best talent in an agile and inclusive workspace, empowered to deliver top client service across all our lines of business − property, casualty, professional, financial lines and specialty.

With an innovative and flexible approach to risk solutions, we partner with those who move the world forward.

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