Compliance Specialist- AMLCFT Program Oversight

Lead the Fight Against Financial Crime at Vanguard

We are in pursuit of an individual withindustryexperience in Anti Money Laundering Know Your Client and Compliance this crucial role youll be at the forefront of Vanguards Anti-Money Laundering and Compliance Operations in an informal leadership capacity. Join a team committed to protecting financial integrity and combating financial crime. As a Compliance Specialist you will play a critical role in Vanguards Anti-Money Laundering (AML) and Know Your Customer (KYC) programs. Youll be responsible for monitoring client activity conducting due diligence and supporting regulatory compliance efforts across our global client base.

In this role you will be responsible for :

Client Monitoring & Investigations

Conduct day-to-day monitoring of client activity to detect suspicious behavior. Assist junior analysts with investigations and escalate complex cases as needed.

Due Diligence Reviews

Collect and analyze documentation to assess client risk. Perform due diligence checks using established scoring models to identify high-risk clients.

Alert Resolution & Escalation

Review internal alerts and reports. Resolve exceptions in line with policy and escalate issues that require further investigation.

Regulatory Reporting

Support internal and external reporting obligations in accordance with regulatory guidelines and departmental procedures.

Training & Mentorship

Participate in training sessions and contribute to the development of educational materials for junior team members.

Industry Awareness & Consultation

Stay current on regulatory developments and industry trends. Serve as a compliance consultant and liaison to regulatory agencies.

Special Projects

Contribute to cross-functional initiatives and support other duties as assigned.

Qualifications :

Minimum of 3 years of relevant experience in compliance AML or financial services.

Bachelors degree or equivalent combination of education and experience.

Strong analytical investigative and communication skills.

Familiarity with tools such as LexisNexis World-Check or similar platforms is a plus.

Special Factors

Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard we dont just have a missionwere on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne our mission drives us forward and inspires us to be our best.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members designed to capture the benefits of enhanced flexibility while enabling in-person learning collaboration and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

Required Experience :

IC

Key Skills

Abinitio,Apprentice,Dermatology,Cost Estimation,Data Networking,Liaison

Employment Type : Full-Time

Experience : years

Vacancy : 1