Associate Vice President, Treasury and Broker Dealer

Associate Vice President, Treasury and Broker Dealer

About the Company

Prominent financial services company

Industry

Financial Services

Type

Privately Held

About the Role

The Company is seeking an Associate Vice President for Treasury and Broker Dealer to take on a pivotal role in overseeing and managing a range of financial activities. The successful candidate will be responsible for the treasury functions, including liquidity management and cash flow forecasting, as well as the operations of the broker-dealer, ensuring strict compliance with regulatory standards and internal policies. This role involves the preparation and review of financial reports, collaboration with internal stakeholders to enhance financial processes, and the monitoring and analysis of market trends to provide strategic insights for decision-making. Applicants for the Associate Vice President position at the company should be well-versed in treasury and broker-dealer operations, with a strong understanding of regulatory requirements and risk management strategies. The role requires the ability to support audits, and regulatory reporting, and to provide leadership and guidance to junior team members. A proactive approach to enhancing operational efficiency and the development of risk management strategies is essential. The ideal candidate will have a background in finance, accounting, or a related field, and possess the skills necessary to contribute to the company's financial success and stability.

Travel Percent

Less than 10%

Functions

• Finance