Compliance Communications Senior Specialist

Compliance Communications Senior Specialist

Join to apply for the

Compliance Communications Senior Specialist

role at

Robinhood

Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades – the largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.

About the team + role

We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers, sharp problem‑solvers, and builders wired to make an impact. Robinhood isn’t a place for complacency; it’s where ambitious people do the best work of their careers. We are a high‑performing, fast‑moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.

The Compliance team at Robinhood Securities, LLC ("RHS") and Robinhood Financial, LLC ("RHF") drives a culture of compliance that actively supports the people, process, and technologies vital to our business. We strive to craft and implement effective compliance programs to protect customers, promote market integrity, and reduce regulatory, financial, operational, and reputation risk.

This role is based in our New York, NY; Chicago, IL; Denver, CO; and Lake Mary, FL offices, with in‑person attendance expected at least 3 days per week.

What You’ll Do Day-to-day

Principal Review (approve) communications with the public ("CwP") materials to ensure it meets regulatory and internal standards

Review, analyze, and advise stakeholders on the adherence of communications compliance and internal guidelines

Develop and implement process improvements to increase quality and scalability

Establish program efficiencies and enhance processes within the team

Build strong relationships and align compliance strategy among different stakeholders

Guide internal customers on compliance for projects and deliverables

About You

Bachelor’s Degree

FINRA Series 7 and 24; Series 4 is not required but must be acquired within 120 days of starting

7+ years working in compliance or a relevant function

Ability to effectively manage multiple priorities and adapt to a changing environment

Good written and verbal communication, strategic negotiation skills, and strong attention to detail

General financial services industry experience as a regulator or within compliance, audit, risk, marketing, or communication

Base Pay Range

Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC) : $140,000 – $165,000 USD

Zone 2 (Denver, CO; Westlake, TX; Chicago, IL) : $123,000 – $145,000 USD

Zone 3 (Lake Mary, FL; Clearwater, FL; Gainesville, FL) : $110,000 – $129,000 USD

In addition to the base pay, this role is eligible for bonus opportunities, equity, and benefits. Click

here

to learn more about our total rewards, which vary by region and entity.

Robinhood embraces a diversity of backgrounds and experiences and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. Please review the specific Robinhood Privacy Policy applicable to the country where you are applying.

Robinhood provides equal opportunity for all applicants, offers reasonable accommodations upon request, and complies with applicable equal employment and privacy laws. Inclusion is built into how we hire and work—welcoming different backgrounds, perspectives, and experiences so everyone can do their best. Please review the Privacy Policy for your country of application.

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