Financial Compliance Specialist

JOB # 83409994

What Youll Do

Licensing Management :

Manage and maintain state licenses for lending and loan servicing.

Prepare, submit, and track licensing applications, renewals, annual reports, and registrations.

Act as a primary liaison with regulatory agencies on licensing and examination matters.

Compliance Training Program Management :

Design, develop comprehensive compliance training program aligned with regulatory internal policies.

Create engaging training content.

Manage learning management systems (LMS) for course deployment, tracking, and reporting.

Monitor training completion; generate compliance reports for leadership and auditors.

Maintain accurate and organized training documentation for internal and regulatory review.

Compliance Program Support :

Support internal and external audits, as well as regulatory examinations.

Maintain detailed documentation of compliance efforts and risk mitigation activities.

Work closely with the various business units to integrate compliance into the business lifecycle

Advocate for a proactive compliance culture across the organization.

Qualifications :

Bachelors degree in law, business, finance, or related field.

5 years of experience in compliance, licensing, or regulatory affairs within banking, fintech, or lending.

Proven experience managing licensing across multiple U.S. jurisdictions.

Deep understanding of federal and state regulatory frameworks governing financial services.

Strong analytical, organizational, and communication skills.

Compliance certifications such as CAMS, CRCM, or equivalent are preferred.