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Employee Compliance Analyst - Analyst

Employee Compliance Analyst - Analyst

Deutsche BankJacksonville, FL, US
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Employee Compliance Analyst

As a member of the Employee Compliance team, you will be responsible for monitoring and evaluating employees' personal trading accounts and activities to ensure adherence to internal policies and regulatory requirements. You will perform trade reviews with precision, uncover potential violations before they escalate, and collaborate across Compliance to reinforce risk management. Your sharp analytical skills, strong sense of responsibility, and commitment to continuous learning will position you as a critical contributor to our organization's compliance culture and long-term success.

What We Offer You

  • A diverse and inclusive environment that embraces change, innovation, and collaboration
  • A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
  • Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
  • Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
  • Educational resources, matching gift and volunteer programs

What You'll Do

  • Review and approve personal employee trading accounts ensuring all requisite documentation is received and maintained
  • Perform conflict check analysis on employee personal trade requests
  • Manage and monitor assigned tasks related to late account disclosures, declined accounts, exception requests, and unmatched brokerage accounts
  • Review the daily surveillance of executed trades in Employee and Employee related personal trading accounts to ensure compliance with the Firm's Trading Policies
  • Maintain a working knowledge of all Employee Compliance, Related Policies and Key Operating Procedures
  • Escalate and communicate clearly, both in writing and orally, with peers, manager, and employees regarding issues encountered, questions and any violations of policy

    • Skills You'll Need

  • Strong interpersonal and communication skills including ability to communicate professionally and effectively, while using discretion with sensitive and confidential data, across all mediums with staff at all levels
  • An interest in financial markets and a willingness to learn
  • Ability to identify, escalate and communicate issues to management in an effective and succinct manner
  • Ability to multi-task on several different assignments / projects, meet deadlines, and perform well under pressure
  • Minimum of a Bachelor's degree or equivalent work experience

    • Skills That Will Help You Excel

  • Skilled with MS Excel and PowerPoint skills (pivot tables, experience with large data sets, proficient in data manipulation and presentation)
  • Self-motivated and forward thinking with the ability to see opportunities in challenges
  • Organized and able to multi-task and appropriately prioritize deliverables

    • Expectations

    It is the Bank's expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank's hybrid working model. Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and / or religion.

    The salary range for this position in Jacksonville, FL is $40,000 to $62,750. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.

    We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

    Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

    We welcome applications from all people and promote a positive, fair and inclusive work environment.

    Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law.

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    Compliance Analyst • Jacksonville, FL, US