Supervision and Communications Principal

How will this role impact First Command?

The Supervision and Communications Principal is responsible for monitoring and reviewing marketing materials, social media activity, digital communications, and online conduct. The Supervision and Communications Principal is responsible for ensuring that activity conforms to the First Command brand and adheres to the firm’s guidelines, FINRA, SEC, and state and federally mandated rules and regulations.

What will you do in this role?

• Conducts supervisory and compliance duties including regularly monitoring and reviewing First Command digital communications and branded social media sites through ongoing supervision of registered representatives’ social media presence to support reputation and compliant management processes.
• Collaborates with the Associate Director, Marketing Principal, and members of the Legal and Compliance teams to carry-out and continuously improve upon the processes and procedures related to marketing, social media and digital communications.
• Diplomatically communicates concerns, proactively assists in correcting materials and communications to make them compliant within regulatory standards and internal policies.

Utilizes and maintains the Social Media, Digital Communications, and Website Surveillance Solution including :

What skills & qualifications do you need?

Education

Work Experience

3-5 years of experience in the following areas :

Certifications

Required Knowledge, Skills and Abilities

#LI-NC1 #LI-HYBRID

Required Skills

Required Experience